Author: Securities and Exchange Commission / Catalog Issue Year Decade: 1960 - 1969 - Blacklight Search Results

Start Over Author Securities and Exchange Commission Catalog Issue Year Decade 1960 - 1969

1. Compilation of releases dealing with matters arising under Securities exchange act of 1934 and Investment advisers act of 3940.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: Mar. 1968
SuDoc number:: SE 1.2:R 27/2/968

2. 33d annual report, Securities and Exchange Commission, fiscal year 1967.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1968.]
SuDoc number:: SE 1.1:967

3. Information on registration and regulation of broker-dealers.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1968.]
SuDoc number:: SE 1.2:B 78/2

4. Information on registration and regulation of investment-advisers.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1968.]
SuDoc number:: SE 1.2:In 8/14

5. Rules of practice and rules relating to investigations and code of behavior governing ex parte communications between persons outside the Commission and decisional employees, as in effect Aug. 1968.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1968.]
SuDoc number:: SE 1.6:R 86/4/968

6. Securities trade on exchanges under Securities exchange act of 1934, as of Dec. 31, 1967.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1968.]
SuDoc number:: SE 1.16:967

7. Work of Securities and Exchange Commission, Apr. 1968.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1968.]
SuDoc number:: SE 1.2:Se 26/3/968

8. Work of Securities and Exchange Commission, Oct. 1968.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1968.]
SuDoc number:: SE 1.2:Se 26/3/968-2

9. Compilation of releases, Commission opinions, and other material, dealing with matters frequently arising under Investment company act of 1940.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: Oct. 1967
SuDoc number:: SE 1.2:R 27/5/967

10. Organization of investment companies and investment company act of 1940; [prepared by Division of Corporate Regulation] [Revised July 1967].

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: July 1967
SuDoc number:: SE 1.2:In 8/13

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