Author: Securities and Exchange Commission / Catalog Issue Year Decade: 1960 - 1969 / Sudoc Stem: SE 1.6 - Blacklight Search Results

Start Over Author Securities and Exchange Commission Catalog Issue Year Decade 1960 - 1969 Sudoc Stem SE 1.6

1. Rules of practice and rules relating to investigations and code of behavior governing ex parte communications between persons outside the Commission and decisional employees, as in effect Aug. 1968.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1968.]
SuDoc number:: SE 1.6:R 86/4/968

2. General rules and regulations under Securities exchange act of 1934, as in effect Apr. 1, 1967.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1967.]
SuDoc number:: SE 1.6:R 86/3/967

3. Rules of practice and rules relating to investigations and code of behaviour governing ex parte communications between persons outside the Commission and decisional employees, as in effect Jan. 16, 1967.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1967.]
SuDoc number:: SE 1.6:R 86/4/967

4. General rules and regulations under Securities act of 1933 as in effect Oct. 1, 1966.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1966.]
SuDoc number:: SE 1.6:R 86/2/966

5. Regulation S-X under Securities act of 1933, Securities exchange act of 1934, Public utility holding company act of 1935 and investment company act of 1940, form and content of financial statements as in effect Aug. 1, 1966.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1966.]
SuDoc number:: SE 1.6:F 49/966

6. Rules of practice and rules relating to investigations and code of behavior governing ex parte communications between persons outside the Commission and decisional employees, revised as of Apr. 1, 1966.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1966.]
SuDoc number:: SE 1.6:R 86/4/966

7. General rules and regulations under Investment company act of 1940 as in effect Apr. 30, 1965.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1965.]
SuDoc number:: SE 1.6:R 86/9/965

8. General rules and regulations under Securities act of 1933 [as in effect Apr. 1, 1965].

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1965.]
SuDoc number:: SE 1.6:R 86/2/965

9. General rules and regulations under Securities exchange act of 1934, as in effect June 1, 1965 (including some rule designation changes as noted, to be effective Sept. 24, 1965).

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1965.]
SuDoc number:: SE 1.6:R 86/3/965

10. Regulation S-X under Securities act of 1933, Securities exchange act of 1934, Public utility holding company act of 1935, and Investment company act of 1940, form and content of financial statement as amended to Oct. 15, 1964.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1964.]
SuDoc number:: SE 1.6:F 49/964

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