Author: Securities and Exchange Commission / Catalog Issue Year Decade: 1970 - 1979 / Sudoc Stem: SE 1.6 - Blacklight Search Results

Start Over Author Securities and Exchange Commission Catalog Issue Year Decade 1970 - 1979 Sudoc Stem SE 1.6

1. General rules and regulations under Investment company act of 1940 as in effect May 10, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [March 1973]
SuDoc number:: SE 1.6:R 86/9/972

2. Rules of practice and rules relating to investigations and code of behavior governing ex parte communications between persons outside Commission and decisional employees, as in effect Dec. 1, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.6:R 86/4/972

3. Investment company act of 1940, as amended Dec. 14, 1970.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.6:In 8/970

4. Regulation S-X under Securities act of 1933, Securities exchange act of 1934, Public utility holding company act of 1935, and Investment company act of 1940, form and content of financial statements as in effect Oct. 14, 1970.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1971.]
SuDoc number:: SE 1.6:F 49/970

5. Rules of practice and rules relating to investigations and code of behavior governing ex parte communications between persons outside the Commission and decisional employees, as in effect May 17, 1971.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1971.]
SuDoc number:: SE 1.6:R 86/4/971

6. General Rules and regulations under Securities act of 1933 as in effect July 1, 1970.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1970.]
SuDoc number:: SE 1.6:R 86/2/970

7. General rules and regulations under Securities exchange act of 1934, as in effect Apr. 1, 1970.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1970.]
SuDoc number:: SE 1.6:R 86/3/970