Author: Securities and Exchange Commission / Catalog Issue Year Decade: 1970 - 1979 - Blacklight Search Results

Start Over Author Securities and Exchange Commission Catalog Issue Year Decade 1970 - 1979

61. Index of active registered investment companies under Investment company act of 1940 and related investment advisers, principal underwriters, sponsors (i.e., depositors) and underlying companies, as of June 30, [1972.]

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [September 1973]
SuDoc number:: SE 1.2:In 8/16/972

62. Report to Securities and Exchange Commission by Advisory Committee on Central Market System.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: Mar. 6, 1973
SuDoc number:: SE 1.2:C 33/973

63. Broker-dealer community, historic trends and current financial structure.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: Mar. 1973
SuDoc number:: SE 1.2:B 78/6

64. General rules and regulations under Investment company act of 1940 as in effect May 10, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [March 1973]
SuDoc number:: SE 1.6:R 86/9/972

65. Work of Securities and Exchange Commission.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: Mar. 1973
SuDoc number:: SE 1.2:Se 26/3/973

66. 38th annual report, Securities and Exchange Commission, fiscal year 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.1:972

67. Annual reports, more than pretty pictures?, address by A. A. Sommer, jr., Commissioner, Securities and Exchange Commission, [at] National Investor Relations Institute, Washington, D.C, Oct. 24, 1973.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.14:So 5/7

68. Broker-dealer and investment adviser directory as of Dec. 31, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.2:B 78/7

69. Central market system, putting markets to work for investor, address by G. Bradford Cook, Chairman, Securities and Exchange Commission, [at] New York Financial Writers' Association, New York, N.Y., Mar. 15, 1973.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.14:C 72/2

70. Challenge of new investment services, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission [at] FBA-BNA Briefing Conference, Washington, D.C., Nov. 16, 1973.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.14:G 19/16

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