Catalog Issue Year Decade: 1970 - 1979 / Sudoc Stem: SE 1.2 - Blacklight Search Results

Start Over Catalog Issue Year Decade 1970 - 1979 Sudoc Stem SE 1.2

11. Investment adviser directory as of Mar. 31, 1973.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.2:In 8/17

12. List of companies registered under Investment company act of 1940 as of June 1972; prepared by Division of Investment Company Regulation.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.2:In 8/11/972

13. List of companies registered under Investment company act of 1940, as of Apr. 30, 1973, pts. 1 and 2.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.2:In 8/11/973/pt.1,2

14. Report of Industrial Issuers Advisory Committee to Securities and Exchange Commission, Dec. 22, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.2:In 2/972

15. Small account investment management services, recommendations for clearer guidelines and policies.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: Jan. 1973
SuDoc number:: SE 1.2:M 31

16. Variable life insurance and petition for issuance and amendment of exemptive rules.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: Jan. 1973
SuDoc number:: SE 1.2:L 63

17. Report of Advisory Committee on Enforcement Policies and Practices.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: June 1, 1972
SuDoc number:: SE 1.2:En 2

18. Statement of Securities and Exchange Commission on future structure of securities markets.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: Feb. 2, 1972
SuDoc number:: SE 1.2:Se 26/11

19. Broker-dealer and investment adviser directory as of June 30, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.2:B 78/4/972

20. Report of Real Estate Advisory Committee to Securities and Exchange Commission, Washington, D.C., Oct. 12, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.2:R 22

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