Publisher: Securities and Exchange Commission / Publish Year Decade: 1940 - 1949 - Blacklight Search Results

Start Over Publisher Securities and Exchange Commission Publish Year Decade 1940 - 1949

161. Investments. Protection of clients' securities and funds in custody of investment advisers, report on embezzlement of clients' securities and funds by 2 investment advisers and recommendations for amending investment advisers act of 1940.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: 1945
SuDoc number:: SE 1.2:In 8/9

162. Registration record, securities act of 1933 (trust indenture act of 1939), Jan. 1-June 30, 1945.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1945.]
SuDoc number:: SE 1.13:945/1-154

163. Registration record, securities act of 1933 (trust indenture act of 1939), July 2-Dec. 29, 1945.

Corporate/Agency Authors:: Securities and Exchange Commission and President of United States
Publisher:: Securities and Exchange Commission
Date:: [1945.]
SuDoc number:: SE 1.13:945/155-286

164. Report. Securities and Exchange Commission [10th annual report, fiscal year 1944].

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: 1945

165. Review of current periodicals, new series, v. 1. no. 1-v. 2. no. 24; Nov. 1, 1945-Oct. 15, 1947.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1945-47]
SuDoc number:: SE 1.23:1/1-2/24

166. Rules of practice [its amended to Mar. 31, 1945.]

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1945.]
SuDoc number:: SE 1.6:R 86/4/945

167. Rules. General rules and regulations under securities exchange act of 1934, as amended to and including Nov. 1, 1944.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: 1945
SuDoc number:: SE 1.6:R 86/3/944-2

168. Securities traded on exchanges under securities exchange act, as of Dec. 31, 1944. Philadelphia, Pa.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1945]
SuDoc number:: SE 1.16:944

169. Securities. Official summary of security transactions and holdings reported to Securities and Exchange Commission under securities exchange act of 1934, public utility holding company act of 1935, and investment company act of 1940; v. 11, no. 1-5.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1945.]
SuDoc number:: SE 1.9:11/1-5

170. Securities. Official summary of security transactions and holdings reported to Securities and Exchange Commission under securities exchange act of 1934, public utility holding company act of 1935, and investment company act of 1940; v. 11, no. 6-12.

Corporate/Agency Authors:: Securities and Exchange Commission and President of United States
Publisher:: Securities and Exchange Commission
Date:: [1945.]
SuDoc number:: SE 1.9:11/6-12

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