Publisher: Securities and Exchange Commission / Publish Year Decade: 1950 - 1959 / Sudoc Stem: SE 1.14 - Blacklight Search Results

Start Over Publisher Securities and Exchange Commission Publish Year Decade 1950 - 1959 Sudoc Stem SE 1.14

1. Current problems under sec. 5 of Securities act of 1933 and release 3844, address of Edward N. Gadsby, chairman, Securities and Exchange Commission, before Central States group of Investment Bankers Association, Drake Hotel, Chicago, Ill., Mar. 20, 1958.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1958.]
SuDoc number:: SE 1.14:G 11

2. Deficiencies in presentation of information required by Form X-17A-5, Uniform Questionnaire for Broker-Dealers, address by Michael J. LaPadula, assistant chief accountant, Securities and Exchange Commission, to 63rd annual meeting of American Institute of Accountants, Boston, Mass., Oct. 4, 1950.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1950.]
SuDoc number:: SE 1.14:L 31