Author: Securities and Exchange Commission / Publish Year Decade: 1970 - 1979 - Blacklight Search Results

Start Over Author Securities and Exchange Commission Publish Year Decade 1970 - 1979

111. Investment adviser regulation, subject too long neglected, address by Hugh F. Owens, Commissioner, Securities and Exchange Commission, [before] Money Management Institute, Long Island University, Brookville, N. Y., Oct. 12, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: 1972
SuDoc number:: SE 1.14:Ow 2/5

112. Investment company act of 1940, as amended Dec. 14, 1970.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.6:In 8/970

113. Investor relations and corporate credibility by William J. Casey, Chairman, Securities and Exchange Commission, [at] National Investor Relations Institute, Washington, D.C, Oct. 3, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:C 26/23

114. Keynote for SEC speaks, address by William J. Casey, Chairman, Securities and Exchange Commission, [at] Practicing Law Institute, Washington, D.C., Feb. 18, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:C 26/3

115. Look at private offering exemption as it approaches its 40th birthday, address by Hugh F. Owens, Commissioner, Securities and Exchange Commission before annual meeting of District no. 4, (Kansas, Missouri, Nebraska, Oklahoma) National Association of Securities Dealers, Kansas City, Mo., May 16, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:Ow 2/4

116. Mutual fund industry, living with change, address by William J. Casey, Chairman, Securities and Exchange Commission, [at] Investment Dealers' Digest 24th Annual Mutual Fund Sales/Management Conference, New York, N. Y., Oct. 23, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:C 26/28

117. New prospectus and Commission's concern, address by William J. Casey, Chairman, Securities and Exchange Commission, [at] Practicing Law Institute, New York, N.Y., Nov. 27, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:C 26/30

118. Partnership between accounting profession and SEC, [address] by William J. Casey, Chairman, Securities and Exchange Commission, [at] American Institute of Certified Public Accountants, Denver, Colo., Oct. 2, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:C 26/22

119. Public we need them, address by Hugh F. Owens, Commissioner, Securities and Exchange Commission, before Texas District, Securities Industry Association, Dallas, Tex., Apr. 10, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:Ow 2/3

120. Quality service in brokerage by William J. Casey, Chairman, Securities and Exchange Commission, [at] Securities Industry Association, New York District, New York, N.Y., Oct. 11, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:C 26/25

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