Author: Securities and Exchange Commission / Publish Year Decade: 1970 - 1979 - Blacklight Search Results

Start Over Author Securities and Exchange Commission Publish Year Decade 1970 - 1979

31. Forecasting, look at future, address by A. A. Sommer, jr., Commissioner, Securities and Exchange Commission, [at] Corporate Financial Forecast and Disclosure Conference, Drexel University, Philadelphia, Pa., Mar. 29, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:So 5/6

32. From here to modernity, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission [at] Securities Industry Association, White Sulphur Springs, W.Va., May 10, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19/10

33. Future is now, address by John R. Evans , Commissioner, Securities and Exchange Commission, [at] joint conference co-sponsored by Boston Stock Exchange and Independent Broker Dealers Trade Association, Boston, Mass., May 22, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:Ev 1/9

34. How good is end of chain?, a look at financial reporting, address by A. A. Sommer, jr., Commissioner, Securities and Exchange Commission, [at] Practising Law Institute, New York, N.Y., Sept. 12, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:So 5/12

35. Improved disclosure, opportunity and responsibility for financial analysts, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission, [at] Financial Analysts Federation, annual conference, Los Angeles, Calif., Apr. 29, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19/26

36. Improving disclosures to investors, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission, [at] Chicago Chapter, American Society of Corporate Secretaries, Chicago, Ill., Mar. 13, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19/22

37. Individual investor and stock markets, some observations, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission, [before] Women Investment Brokers, Wall Street Club, New York, N.Y., May 2, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19/23

38. Institutional investors and securities markets, regulator's view, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission, [at] New School for Social Research, New York, N.Y., Jan. 26, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19/20

39. Investment advisers act of 1940, as in effect July 1, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.5:In 8/2/974

40. Is SEC barrier to New York's role in international finance?, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission, [at] Financial Times, New York, N.Y., June 10, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19/13

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