Author: Securities and Exchange Commission / Publish Year Decade: 1970 - 1979 - Blacklight Search Results

Start Over Author Securities and Exchange Commission Publish Year Decade 1970 - 1979

71. Commission and regulation of public utilities, address by G. Bradford Cook, Chairman, Securities and Exchange Commission [at] American Gas Association Financial Forum, Monterey, Calif., May 17, 1973.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.14:C 77

72. Commission and traders, public interest partnership, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission, [at] National Security Traders Association, Boca Raton, Fla., Oct. 21, 1973.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.14:G 19/33

73. Commission rate issue, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission, [at] Securities Industry Association, New York, N.Y., Sept. 12, 1973.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.14:G 19/30

74. Compilation of documentary materials available in SEC of May 1, 1973.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.2:D 65/973

75. Directory of companies filing annual reports with Securities and Exchange Commission under Securities exchange act of 1934, alphabetically and by industry groups, Dec. 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.27:972

76. Holding company act as vital regulatory mechanism, address by Hugh F. Owens, Commissioner, Securities and Exchange Commission, [at] Midwest Gas Association, Omaha, Neb., Mar. 6, 1973.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.14:Ow 2/7

77. Internationalization of our securities markets, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission, [at] Boston Stock Exchange, Boston, Mass., Sept. 25, 1973.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.14:G 19/31

78. Investment adviser directory as of Mar. 31, 1973.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.2:In 8/17

79. Investment company act of 1940, as in effect Dec. 14, 1970, erratum.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.5:In 8/970/errata

80. List of companies registered under Investment company act of 1940 as of June 1972; prepared by Division of Investment Company Regulation.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1973.]
SuDoc number:: SE 1.2:In 8/11/972

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