Publisher: Securities and Exchange Commission / Publish Year Decade: 1970 - 1979 - Blacklight Search Results

Start Over Publisher Securities and Exchange Commission Publish Year Decade 1970 - 1979

11. Bank securities activities, economic evolution or governmental resolution, address by John R. Evans, Commissioner, Securities and Exchange Commission, [at] Practising Law Institute, San Francisco, Calif., Oct. 3, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:Ev 1/8

12. Banks and securities business, address by Philip A. Loomis, jr., Commissioner, Securities and Exchange Commission [at] Practising Law Institute, New York, N.Y., Sept. 12, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:L 87/2

13. Broker-dealer directory as of June 30, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.2:B 78/5

14. Central market system and Commission rates, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission, [at] Pacific Northwest District, Securities Industry Association, Coeur D'Alene, Idaho, Sept. 6, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19/3

15. Central market system, address by Philip A. Loomis, jr., Commissioner, Securities and Exchange Commission, [at] Regional Member Firms' Round Table, Atlanta, Ga., May 29, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:L 87/3

16. Changing concepts of business ethics and responsibilities of business advisors, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission [at] ABA National Institute, New York, N.Y., Oct. 3, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19/7

17. Commission dilemma, directors' guidelines revisited, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission [at] Conference Board, San Francisco, Calif., May 7, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19/14

18. Commission rates, world ahead, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission [at] New York Stock Exchange 3d bi-annual conference, New York, N.Y., June 11, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19/4

19. Consolidated tape, perspective, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission [at] National Association of Securities Dealers, Los Angeles, Calif., Jan. 15, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19

20. Continuity and new challenges, address by Ray Garrett, jr., Chairman, Securities and Exchange Commission [at] Securities Regulation Institute, University of California, San Diego, Calif., Jan. 16, 1974.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1974.]
SuDoc number:: SE 1.14:G 19/19

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