Author: Securities and Exchange Commission / Publisher: Securities and Exchange Commission - Blacklight Search Results

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621. Decisions and reports, v. 11, Mar. 3-Aug. 31, 1942.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: 1945
SuDoc number:: SE 1.11:11

622. Electric utilities. Financial statistics for electric & gas subsidiaries of registered public-utility holding companies, 1944, report of Public Utilities Divison.

Corporate/Agency Authors:: Securities and Exchange Commission and President of United States
Publisher:: Securities and Exchange Commission
Date:: [1945.]
SuDoc number:: SE 1.2:El 2/2/944

623. Electric utilities. Security issues of electric and gas utilities, 1935-44, report of Public Utilities Division.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1945.]
SuDoc number:: SE 1.2:El 2/935-44

624. Floor trading. Report to Commission by Trading & Exchange Division on floor trading, Jan. 15, 1945; [prepared by Raymond Vernon].

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1945.]
SuDoc number:: SE 1.2:F 65

625. Investments. Protection of clients' securities and funds in custody of investment advisers, report on embezzlement of clients' securities and funds by 2 investment advisers and recommendations for amending investment advisers act of 1940.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: 1945
SuDoc number:: SE 1.2:In 8/9

626. Registration record, securities act of 1933 (trust indenture act of 1939), Jan. 1-June 30, 1945.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1945.]
SuDoc number:: SE 1.13:945/1-154

627. Registration record, securities act of 1933 (trust indenture act of 1939), July 2-Dec. 29, 1945.

Corporate/Agency Authors:: Securities and Exchange Commission and President of United States
Publisher:: Securities and Exchange Commission
Date:: [1945.]
SuDoc number:: SE 1.13:945/155-286

628. Report. Securities and Exchange Commission [10th annual report, fiscal year 1944].

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: 1945

629. Review of current periodicals, new series, v. 1. no. 1-v. 2. no. 24; Nov. 1, 1945-Oct. 15, 1947.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1945-47]
SuDoc number:: SE 1.23:1/1-2/24

630. Rules of practice [its amended to Mar. 31, 1945.]

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1945.]
SuDoc number:: SE 1.6:R 86/4/945

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