- Publication Title:
- Financial condition of broker-dealers, question of adequacy of capital and regulatory safeguards; [by Le Manh Tri and Terry M. Chuppe].
- Display Title:
- Financial condition of broker-dealers, question of adequacy of capital and regulatory safeguards; [by Le Manh Tri and Terry M. Chuppe].
- Corporate Agency Authors:
- Securities and Exchange Commission
- Sort Author:
- Securities and Exchange Commission
- Authors:
- Tri, Le Manh and Chuppe, Terry M.
- Author place:
- Washington, DC
- Author zip:
- 20549
- Date:
- June 1971
- Publish Date ISO Format:
- 1971-06-01T00:00:00Z
- Publication Start:
- 19710601
- Publication End:
- 19710630
- Corporate/Agency Author:
- Securities and Exchange Commission
- Publication month:
- 7
- Publication year:
- 1971
- SuDoc number:
- SE 1.2:B 78/3
- Description:
- cover title, [3]+100 p.+27 leaves, 4°
- Notes:
- ‡ Official Use. Not Available.
- Availability:
- ‡ Official Use. Not Available.
- Monthly Catalog date:
- July 1972
- Monthly Catalog issue number:
- 930
- Monthly Catalog page number:
- 1
- Monthly Catalog issue date:
- 1972-07-01T00:00:00Z
- Monthly Catalog entry number:
- 10275
- Record start page number:
- 86