Author: Securities and Exchange Commission / Catalog Issue Year Decade: 1970 - 1979 - Blacklight Search Results

Start Over Author Securities and Exchange Commission Catalog Issue Year Decade 1970 - 1979

131. Securities transaction processing act of 1972, address by William J. Casey, Chairman, Securities and Exchange Commission, [at] Conference of State Bank Supervisors, Boca Raton, Fla., Apr. 8, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:C 26/9

132. Temporizing, major cause of uncertainty in financial community, remarks of James J. Needham, Commissioner, Securities and Exchange Commission before New York Chamber of Commerce, New York, N.Y., Mar. 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:N 28

133. Toward common accounting standards, address by William J. Casey, Chairman, Securities and Exchange Commission, [at] Conference on Financial Reporting, Commission des Operations des Bourse, Paris, France, May 19, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:C 26/11

134. Where are we going? address by William J. Casey, Chairman, Securities and Exchange Commission, [at] Economic Club of Detroit, Detroit, Sept. 18, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:C 26/18

135. Work of Colorado lawyer with SEC, address by William J. Casey, Chairman, Securities and Exchange Commission, [at] Colorado Bar Association, Section on Banking and Business Law, Colorado Springs, Oct. 13, 1972.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1972.]
SuDoc number:: SE 1.14:C 26/26

136. Work of Securities and Exchange Commission.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: Nov. 1971
SuDoc number:: SE 1.2:Se 26/3/971

137. Information on registration and regulation of broker-dealers.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [Sept. 1971.]
SuDoc number:: SE 1.2:B 78/2/971

138. Financial condition of broker-dealers, question of adequacy of capital and regulatory safeguards; [by Le Manh Tri and Terry M. Chuppe].

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: June 1971
SuDoc number:: SE 1.2:B 78/3

139. 36th annual report, Securities and Exchange Commission, fiscal year 1970.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1971.]
SuDoc number:: SE 1.1:970

140. Classification, assets and location of registered investment companies under Investment company act of 1940, as of June 30, 1970; prepared by Division of Corporate Regulation.

Corporate/Agency Authors:: Securities and Exchange Commission
Publisher:: Securities and Exchange Commission
Date:: [1971.]
SuDoc number:: SE 1.2:In 8/12/970

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